Complaint Status

Consortium Securities Pvt Ltd is a SEBI Registered Broker (INZ000183831), Investment Advisor (INA100011562) and Portfolio Manager (INP000003658) as well as Depository Participant with NSDL (IN302316).  To view Investor Charter, click here

Status of Client Complaints for the month ending 31 Oct 2024

Sr. No.
Received From
Pending at the end of last month
Received during the month
Resolved *
Total Pending #
Pending complaints > 3 months
Average Resolution time^ (in days)
1
Directly from Investors
0
0
0
0
   0
   N/A
2
SEBI (SCORES)
0
0
0
0
   0
   N/A
3
Stock Exchanges
0
0
0
0
   0
   N/A
4
Other Sources (if any)
0
0
0
0
   0
   N/A
Grand Total
0
0
0
0
   0
   N/A

Trend of monthly disposal of complaints^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Sr. No.
Month
Carried forward from previous month
Received
Resolved*
Pending#
1
April, 2024
0
0
0
0
2
May, 2024
0
0
0
0
3
June, 2024
0
0
0
0
4
July, 2024
0
0
0
0
5
August, 2024
0
0
0
0
6
September, 2024
0
0
0
0
7
October, 2024
0
0
0
0
 Grand Total
0
0
0
0

Trend of annual disposal of complaints *Inclusive of complaints of previous years resolved in the current year.*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month

Sr. No.
Year
Carried forward from previous Year
Received
Resolved*
Pending#
1
 2018-19
0
3
3
0
2
 2019-20
0
2
2
0
3
 2020-21
0
4
4
0
4
 2021-22
0
1
1
0
5
 2022-23
0
3
3
0
6
2023-24
0
0
0
0
Grand Total
0
13
13
0

*Inclusive of complaints of previous years resolved in the current year.

#Inclusive of complaints pending as on the last day of the year

Consortium Securities Pvt Ltd is a SEBI Registered Broker (INZ000183831), Investment Advisor (INA100011562) and Portfolio Manager (INP000003658) as well as Depository Participant with NSDL (IN302316).  To view Investor Charter, click here

Status of Client Complaints for the month ending 31 Oct 2024

Sr. No.
Received From
Pending at the end of last month
Received during the month
Resolved *
Total Pending #
Pending complaints > 3 months
Average Resolution time^ (in days)
1
Directly from Investors
0
0
0
0
   0
   N/A
2
SEBI (SCORES)
0
0
0
0
   0
   N/A
3
Depository - NSDL
0
0
0
0
   0
   N/A
4
Other Sources (if any)
0
0
0
0
   0
   N/A
Grand Total
0
0
0
0
   0
   N/A

Trend of monthly disposal of complaints ^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Sr. No.
Month
Carried forward from previous month
Received
Resolved*
Pending#
1
April, 2024
0
0
0
0
2
May, 2024
0
0
0
0
3
June, 2024
0
0
0
0
4
July, 2024
0
0
0
0
5
August, 2024
0
0
0
0
6
September, 2024
0
0
0
0
7
October, 2024
0
0
0
0
 Grand Total
0
0
0
0

Trend of annual disposal of complaints *Inclusive of complaints of previous years resolved in the current year.*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month

Sr. No.
Year
Carried forward from previous Year
Received
Resolved*
Pending#
1
 2018-19
0
2
2
0
2
 2019-20
0
5
5
0
3
 2020-21
0
4
4
0
4
 2021-22
0
8
8
0
5
 2022-23
0
2
2
0
6
2023-24
0
0
0
0
Grand Total
0
21
21
0

*Inclusive of complaints of previous years resolved in the current year.

#Inclusive of complaints pending as on the last day of the year

Consortium Securities Pvt Ltd is a SEBI Registered Broker (INZ000183831), Investment Advisor (INA100011562) and Portfolio Manager (INP000003658) as well as Depository Participant with NSDL (IN302316).  To view Investor Charter, click here

Status of Client Complaints for the month ending 31 Oct 2024

Sr. No.
Received From
Pending at the end of last month
Received during the month
Resolved *
Total Pending #
Pending complaints > 3 months
Average Resolution time^ (in days)
1
Directly from Investors
0
0
0
0
   0
   N/A
2
SEBI (SCORES)
0
0
0
0
   0
   N/A
3
Investor Advisor
0
0
0
0
   0
   N/A
4
Other Sources (if any)
0
0
0
0
   0
   N/A
Grand Total
0
0
0
0
   0
   N/A

Trend of monthly disposal of complaints^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Sr. No.
Month
Carried forward from previous month
Received
Resolved*
Pending#
1
April, 2024
0
0
0
0
2
May, 2024
0
0
0
0
3
June, 2024
0
0
0
0
4
July, 2024
0
0
0
0
5
August, 2024
0
0
0
0
6
September, 2024
0
0
0
0
7
October, 2024
0
0
0
0
 Grand Total
0
0
0
0

Trend of annual disposal of complaints*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month

Sr. No.
Year
Carried forward from previous Year
Received
Resolved*
Pending#
1
 2018-19
0
0
0
0
2
 2019-20
0
0
0
0
3
 2020-21
0
0
0
0
4
 2021-22
0
0
0
0
5
 2022-23
0
0
0
0
6
2023-24
0
0
0
0
Grand Total
0
0
0
0

*Inclusive of complaints of previous years resolved in the current year.

#Inclusive of complaints pending as on the last day of the year

Consortium Securities Pvt Ltd is a SEBI Registered Broker (INZ000183831), Investment Advisor (INA100011562) and Portfolio Manager (INP000003658) as well as Depository Participant with NSDL (IN302316).  To view Investor Charter, click here

Status of Client Complaints for the month ending 31 Oct 2024

Sr. No.
Received From
Pending at the end of last month
Received during the month
Resolved *
Total Pending #
Pending complaints > 3 months
Average Resolution time^ (in days)
1
Directly from Investors
0
0
0
0
   0
   N/A
2
SEBI (SCORES)
0
0
0
0
   0
   N/A
3
Portfolio Management
0
0
0
0
   0
   N/A
4
Other Sources (if any)
0
0
0
0
   0
   N/A
Grand Total
0
0
0
0
   0
   N/A

Trend of monthly disposal of complaints^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Sr. No.
Month
Carried forward from previous month
Received
Resolved*
Pending#
1
April, 2024
0
0
0
0
2
May, 2024
0
0
0
0
3
June, 2024
0
0
0
0
4
July, 2024
0
0
0
0
5
August, 2024
0
0
0
0
6
September, 2024
0
0
0
0
7
October, 2024
0
0
0
0
 Grand Total
0
0
0
0

Trend of annual disposal of complaints*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month

Sr. No.
Year
Carried forward from previous Year
Received
Resolved*
Pending#
1
 2018-19
0
0
0
0
2
 2019-20
0
0
0
0
3
 2020-21
0
0
0
0
4
 2021-22
0
0
0
0
5
 2022-23
0
0
0
0
6
2023-24
0
0
0
0
Grand Total
0
0
0
0

*Inclusive of complaints of previous years resolved in the current year.

#Inclusive of complaints pending as on the last day of the year

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